Associate Director, Compliance

Job purpose:
To develop, implement, and oversee the effectiveness of Conduct and Anti- Fraud programs at Sun Life Vietnam. The primary goal is to detect, prevent, and manage conduct and fraud risks that could impact Sun Life Vietnam’s business operations and reputation.
Major accountabilities:
Implement Conduct program at Sun Life Vietnam:
 Monitor and assess conduct risks and compliance issues across the organization, identifying areas of improvement and recommending corrective actions.
 Report on conduct risk issues and trends to senior management, ensuring transparency and accountability.
 Collaborate with other departments to integrate conduct risk management into business processes and decision- making.
 Develop and implement conduct risk program to ensure compliance with regulatory requirements and Sun Life internal requirements.
 Review and provide effective challenge on key conduct risks and controls, including but not limited to product development, marketing, sales distribution and post sales services.
 Provide training and guidance to employees and advisors on conduct risk management and ethical behaviour.
Implement Fraud risk management oversight at Sun Life Vietnam:
 Provide training and awareness on fraud risk management to employees and advisors.
 Facilitate periodical or ad- hoc fraud risk assessment and monitoring activities.
 Support case investigations, provide regular or ad- hoc management reports on fraud risk management, and promptly escalate significant fraud incidents.
Participate in business initiatives and developments, as appropriate, and provide constructive advice and effective challenge on conduct and fraud risks.
Undertake additional tasks assigned by management.
Perform data- driven analysis to identify conduct and fraud risk early warning indicators and trends.

Frequent engagement activities
Hybrid way of workings
Group insurance for you and your family

Cập nhật gần nhất lúc: 2025-12-09 09:40:02