Compliance Executive

• Support superior in managing day-to-day compliance operating activities;

• Maintain proper documentation of all compliance activities for purposes of safekeeping and progress tracking;

• Prepare training materials including all the administrative required and conduct compliance training wherever necessary;

• Gather and prepare relevant information to assist compliance related internal reviews and investigations;

• Conduct the documentation review to identify the compliance variance points, propose the mitigating actions and monitoring activities, including filed force surprising compliance verification;

• Respond to basic risk and compliance queries on policies, procedures and processes by internal stakeholders;

• Work closely with internal stakeholders on timely report submission and follow-through on required actions to facilitate issues resolution;

• Be partnership with key business functions like commercial, KAM, etc.to get business insights and needs; adopt and come up with solution from Compliance as a strategic partner of business;

• Support Business in conducting Client Due diligence; Coordinate with relevant stakeholders to conduct /complete/validate with Compliance manager the Due Diligent requirements from clients

• Other tasks as assigned by superior

• Diploma in Accountancy/auditing/ Business Studies/Finance/Law
• Minimum one to two years' experience
• Experience in Business, Audit, Control and Legal will be counted as added advantage

• Demonstrate basic proficiency level in analytical skills

• Good communication and interpersonal skills

• Willing to learn and takes initiative

• Organized, meticulous and detailed

• Demonstrate proficients in office productivity tools (e.g. Excel, Word and PowerPoint)

• Demonstrate fluency in local language and ideally in English, both written and spoken