Job Purpose
- Perform audit activities as a Manager or audit team member depending on the size and complexity of the audit
- Assist the Chief Internal Audit /Section audit Head in performing the functions, duties and management roles inthe audit Division as assigned.
KeyAccountabilities (1)
Execute a comprehensive audit plan aligned with the organization&039;s strategic objectives and regulatoryexpectationsto ensure quality, timeliness, and effectiveness regarding: operations of theunits/departments/individuals in charge:
- Analyze audit findings based on assessing the Bank&039;s risk management and internal control and the impact ofthese isssues on the bank &039;s performace and compliance with regulations which requires the problem solving skill, analytical thiking skill, operational risk management.
- Assess the materiality and risk managment of key actitivities, processes, units to timely update the audit riskprofile and submit audit plan based on in- deep knowledge audit methodology; internal control frameworks;profound risk management and analytical reports.
- Conduct thorough and independent audits one of the activities, including: Credit underwriting, bondinvestment, risk governance, risk management, portfolio monitoring, collateral managment, recoverystrategies/debt collection, risk measurement models (EL, ECLunder IFRS 9,...)and model governance basedon knowledge of audit methodologies, profound knowlege in risk management, corporate financial reporting,analytical skill, data processing skills; risk on technology, data,...in activities related to technology and data;liquidity risk, interest risk, treasury, CAR, ICAAP,...in financial activities of the bankwide; operation risk, fraudrisk,...in operational and business support activites
- Assess the adequacy and effectiveness of credit policies, procedures, controls, and operational risk mitigationstrategies based on good knowledge of audit methodologies, fully understanding of banking regulation, legalframwork,TCB internal regulation.
KeyAccountabilities (2)
Conduct the supervision:
- Perform supervision activities inlusive: review transactions with organizations and individuals under theapproval authority of the Board of Directors and General Meeting of Shareholders; compliance with legalregulations, internal regulations in corporate credit activities and compliance with restrictions to ensure safety inTCB&039;s operations based on the following skills and knowledge:
(i) In deep knowledge of financial Statements reportting to analyse balance sheets, income statements, andother financial documents...
(ii) Data analytics skill to implement data- driven audit approaches to identify trends, patterns, and anomalies.(iii) Regulation and laws knowledge to Stay abreast of regulatory changes, industry best practices in credit riskmanagement, audit, model governance, and operational risk to timely give recomendation (if any)
- Monitor the remedial action of risk issues, non- compliance and risk control and recommendations of externalstate agencies, external auditors,....
Key Accountabilities (3)
Proactively research, train to effectively carry out auditing and supervision activities and participate indeveloping, amending, and supplementing internal regulations related to the activities of the BOS and InternalAudit under the law.
Perform other appropriate functions and responsibilities according to the law, internal regulations, direction,authorization/delegation of power/responsibilities assignment of the Head/Director/Senior manager.
Key Relationships- Internal Stakeholders: All units in charge of work are audited
Key Relationships- Direct Manager: Head of internal audit/ Senior manager, internal audit
Key Relationships- External Stakeholders:
State agencies/authorities- State bank of Vietnam, MOF, Government inspection; Independent auditors,consulting units,...releated to the functions, tasks stipulated by BOS and as assigned by the Chief Internal Auditor, including but not limited to:
- Companies/organizations of association nature, professions in the field of banking, finance, accounting, auditing.
- The State Bank- The banking supervision agency (periodic reports and ad hoc audit requests) and other Statemanagement agencies upon request;
- Independent Auditing Firms;The consulting company/organization is hired to support the implementation ofthe Internal Audit&039;s duties;
