Legal Executive

To assist Legal Senior Manager in handling legal tasks related to the activities of the DFVN- Fund Management Company, primarily in the operation of Investment Portfolio Management and Securities Investment Fund Management.
• Provide legal advice for relevant matters in the operation of DFVN; provide legal assessment on the new methods, potential opportunities.
• Peform legal review for the DFVN’s contracts and documents including but not limited to investment activities, related investment activities, distribution of open- ended fund (OEF), items concerning OEF Investors, etc.
• Others: be responsible for the other tasks as assigned by the line manager or higher level from time to time.
• Prepare the DFVN’s dossier submitted to the authorities, administrative procedure etc.
• Update, disseminate new regulations to relevant divisions.
• Review the Anti- Money Laundering/Countering Terrorism Financing program.
• Draft, review, develop the internal regulations, procedure, operation manual, code of conduct, ect.; and ensure the internal approval’s procedure in accordance with internal regulations

Cập nhật gần nhất lúc: 2025-10-06 21:30:03