Compliance Associate

In this role, you will support KYC (Know Your Customer) and KYB (Know Your Business) onboarding and operational processes across multiple markets. You will work closely with regional and global teams, ensuring adherence to compliance policies and regulatory standards.
Key Repsonsibilities:
KYC & KYB Onboarding & Operations:

Review and validate customer identification documents, risk profiles, and screening results.
Oversee client onboarding processes, ensuring proper due diligence and KYC/KYB procedures are conducted according to internal policies and global regulatory standards.
Monitor ongoing client and business due diligence, identifying any potential red flags or suspicious activities.
Conduct KYB checks by verifying business registration documents, ownership structures, and assessing corporate risk levels.

Compliance Monitoring & Advisory:

Conduct periodic compliance reviews and risk assessments to ensure alignment with local and international regulatory requirements.
Advise internal stakeholders on compliance- related matters, ensuring business practices adhere to applicable laws and regulations.
Support the Group development and implementation of compliance frameworks, policies, and procedures.

Regulatory Reporting & Record Keeping:

Prepare and submit regulatory reports as required and relevant global regulators.
Maintain accurate records of compliance activities, audit findings, and remediation efforts.

Training & Awareness:

Assist in developing and delivering compliance training programs for employees to promote a culture of compliance across the organization.
Keep the team updated on emerging regulatory trends and industry best practices.

Cross- Border Collaboration:

Support global initiatives by contributing to policy updates, system enhancements, and regulatory change management.
Work closely with regional and global compliance teams to ensure consistency in compliance standards and risk management practices.

Job Requirements:

Strong attention to detail and accuracy.
Tech- Savvy: Familiarity with compliance software and screening tools (e.g., World- Check, Dow Jones, Lexis Nexis or others) and data management systems.
Good understanding of AML/CFT regulations, KYC/KYB requirements, and global regulatory framework.
At least 3 years of experience in compliance, risk management, or financial crime, with a focus on KYC/KYB onboarding and operational processes.
Effective communication skills (written and verbal) to engage with internal and external stakeholders.
Good analytical, problem- solving, and organizational skills.
Bachelor&039;s degree in law, Finance, Business, or a related field.
Good communication in English to work with Compliance Group (Hong Kong)

career growth, team outing work environment and facilities, sales commission financial benefits, professional development, mentorship career growth and workplace support

Cập nhật gần nhất lúc: 2026-03-14 07:10:03