Compliance Officer

KYC and Onboarding:
● Assess the risk on new and existing client relationships following DNBC’s AML/CFT
Framework and its Risk Appetite.
● Perform due diligence, requesting KYC information and documentation and writing
a Client Risk Assessment for recommendation to Management.
● Plan and periodically review client relationships, as well as conduct incident and
event- driven client reviews.
● Involved in scanning and archiving of KYC documents, as well as updating internal
databases and spreadsheets.
● Ad- hoc projects and responsibilities may arise from time to time.
Transaction Monitoring:
● Monitoring and conducting an assessment on SEPA, SWIFT, and non- SWIFT
payments.
● Assessment of client profiles and client data to identify whether the activity is
consistent with typical purchasing/ payment activity.
● Screening sender and beneficiary information as part of identity verification and
conducting due diligence reviews for AML- CTF purposes.
● Working with manual and system- generated alerts/cases for the detection of
potentially suspicious transactions.
● Effectively communicate with internal and external stakeholders/ bank partners on
transaction- related questions;
Investigation & Reporting:
● Proactively conduct thorough investigations of a wide variety of red flags
transactions in client activity (transactional, KYC, and digital profiles).
● Manage, identify, and escalate suspicious transactions to the Money Laundering
FCIS, FINTRAC,...) if needed.
Reporting Officer (“MLRO”) for onward reporting to the local authorities (FATF,
● Perform AML- CTF risk review/assessments on DNBC&039;s clients- related policies and
procedures.
● Provide professional advice on AML- CTF- related issues for the Compliance Dept.
Line- up and reporting duty:
● Work with other team members to ensure compliance with DNBC’s policy
● Escalate serious matter to the higher management.
● Report directly to the Compliance Team Leader.

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Cập nhật gần nhất lúc: 2024-06-08 02:35:02