Compliance & Risk Management Manager (Legal)

Client Acceptance:

Support policy implementation and audits.
Manage document procedures and conflict register.
Develop and improve client acceptance policies and procedures.
Drive adoption of standard acceptance procedures.
Conduct client acceptance training.
Ensure compliance with client acceptance requirements, including anti- money laundering and conflict checks.

Risk Management:

Lead in the preparation of self- assessment questionnaires.
Provide legal advice to mitigate risks.
Manage risk register and support risk assessments.
Review vendor/sales contracts for compliance.

Insurance and Legal:

Manage potential litigation and ensure timely reporting.
Maintain legal and insurance claims register.
Liaise on insurance requirements.

Data Protection:

Continuously review data protection processes.
Ensure compliance with local regulations.
Ensure privacy policies meet requirements.
Schedule compliance training.

Internal Audit:

Ensure findings closure.
Coordinate with internal audit team.

Policies and Procedures:

Establish written policies and procedures.
Establish compliance metrics reporting.
Drive process change improvements.
Update and promote policies.

Other:

Stay informed about industry changes.
Discuss emerging compliance issues and develop strategic plans.
Contribute to internal investigations.
Monitor anti- bribery and corruption, money laundering, and fraud detection.
Maintain gift register for compliance.
Assist in compliance training program.
Prepare management reports.
Participate in cross- functional teams.
Coordinate with law firms and legal consultants.

At least 4- 5 years of experience in the Compliance & Risk field.
Law firm experience is preferred.
Self- motivated, confident, detail- oriented, willing to learn, flexible, able to multitask and strong communication skills.
Fluent in English and Vietnamese.
A degree in Business, Risk Management, Law, Finance, or related background.
Experienced in The Real Estate industry is a plus.

- Chăm sóc sức khỏe
- Chế độ thưởng
- Laptop
- Tăng lương
- Đào tạo
- Phụ cấp thâm niên
- Du Lịch
- Chế độ bảo hiểm
- Nghỉ phép năm

Cập nhật gần nhất lúc: 2024-06-08 21:50:06