The SOX Compliance Manager/ Senior Manager job scope is consisted of managing the SOX team members, working closely with other departments (Accounting & Finance, Business Divisions, Product, Tech, Legal, Customer Service, Internal Control, Business Process Management…):
What you will do
Manage an end- to- end SOX program, including:
Work with senior management and key business owners to define control objectives & control owners, including: Entity level controls, IT General Controls;
Coordinate with control owners and Business Process Management team to create and maintain SOX documentation such as flow charts, control descriptions, in- scope system listing…;
Work closely with the IT and Security teams to ensure IT General Controls and documentation and monitoring programs are consistent with SOX requirements;
Identify areas of potential improvement for key processes and procedures for IT system and supports the management of the related processes and procedures;
Develop and implement an annual enterprise SOX risk and control assessment program in coordination with the Internal/External Audit Team in the annual/semi- annual financial risk assessment;
Review, assess, and evaluate the reported control deficiencies, root causes, and plan corrective actions in conjunction with business process owners, facilitate the remediation of control gaps, and escalate possible critical issues to the senior management of the Company;
Lead and manage various SOX meetings as required;
Conduct knowledge sharing sessions to strengthen team members’ technical and soft skills to facilitate SOX program;
Prepare materials and present SOX findings and assertions at SOX Steering Committee;
Attract talents to enhance and diversify team’s competencies and skills;
Continuously improve the SOX program to become more efficient and effective for MoMo context, through optimization and automation;
Ensure appropriate internal controls are in place prior to launching new products, processes and system implementation;
What you will need
Ability to coordinate/work closely with direct supervisor and cross- functional team members;
Deep knowledge of auditing principles, auditing standards, IIA standards, PCAOB, Sarbanes- Oxley (SOX) & SEC requirements;
Strong experience in project management, SOX business controls, IT General Controls/Computer- Assisted Auditing Techniques, Application/Automated/Semi- automated Controls;
Education background: Information Management System, Computer Science, Banking & Finance, Accounting & Auditing;
Ability to process/analyze data accurately/fluently;
Minimum 5 years of experience with Big4 firms/SOX audit programs, with minimum 3 years of experience in IT Risk & Assurance;
Deep understanding/expertise in digital payment services of banks, digital wallets and payment processing gateways;
Qualifications: Chartered Accountant, CPA, CIA, CFE, CISA, CRISC, CRISM, CISSP is an advantage;
Excellent written and oral communication skills.
Ability to empathize with users/co- workers;
